ArcStone Securities and Investments Corp. is a global financial services company that holds interests in a group of financial companies. ArcStone Securities LLC is a FINRA registered broker dealer and USA investment bank built to serve public and private corporations. Through our full service investment banking franchise, ArcStone Kingswood, a division of Kingswood US, we connect corporate clients to more than 300 registered individuals overseeing over $18 billion in assets under management, alongside a full global institutional and family office network.

From offices in New York, Miami, and Toronto, our senior partners advise public and private companies on equity capital markets, mergers & acquisitions, and strategic alternatives and other advisory mandates. The platform integrates institutional sales and trading, family office coverage, and a national United States retail wealth channel, so that every mandate is supported by distribution and investor engagement. We also support issuers through roadshows, equity research coverage (through ArcStone Kingswood, a division of Kingswood US), and featured company publications distributed through ArcStone Financial Pulse and feature companies on our social media networks.

ArcStone Securities and Investments Corp. operates a conference and events business focused on corporate access and investor engagement, anchored by our flagship Growth Conference, alongside curated investor events and roadshow programming.

ArcStone’s Group of Companies has a senior team has executed billions of dollars of transactions across initial public offerings, follow on offerings, private placements, reverse mergers, and advisory mandates. The team combines bulge bracket credentials with boutique style execution, and is organized to roll up its sleeves with clients on roadshows, equity research, financings, and aftermarket support.

ArcStone Securities partners with management teams that value independent advice, senior level attention, and strong equity distribution capability.

SIPC Disclosure

ArcStone Securities, LLC is a member of the Securities Investor Protection Corporation, or SIPC. SIPC protects customers of its member broker-dealers in the event the broker-dealer fails financially. SIPC protection is limited to $500,000 per customer, including a maximum of $250,000 for claims for cash.

SIPC protection does not protect against losses resulting from market fluctuations or the decline in value of securities. For additional information about SIPC, including the SIPC brochure, please visit www.sipc.org or call (202) 371-8300.